ALPHIENT PRIME
Agent Security &
Regulatory Compliance
Enterprise-grade controls for every agent decision
Alphient Prime
THE IMPERATIVE
Every Agent Decision
Must Be Compliant & Auditable
⚠
Regulatory Risk
Agents making non-compliant decisions expose the enterprise to penalties
📋
Audit Trail
Every agent action must be traceable and fully documented
🔒
Data Protection
PII and sensitive data handling requires robust guardrails at every stage
SECURITY CONTROLS
Built-In Compliance at Every Layer
Pre-execution checks, regulatory gates, and real-time monitoring
✅ Pre-Execution Checks
🛡 Regulatory Gates
🔍 Real-Time Monitoring
COMPLIANCE FRAMEWORK
Industry-Standard Regulatory Controls
KYC/AML, GDPR, SOX, PCI-DSS, Basel III, MiFID and more
KYC/AML
GDPR
SOX
PCI-DSS
Basel III
REGULATORY INTELLIGENCE
Multi-Jurisdiction Regulation Mapping
US Consumer, EU MiFID, UK PRA, AI Regulation frameworks — mapped and enforced
ENTERPRISE COMPLIANCE
Secure. Compliant.
Auditable.
Every agent, every decision — governed by
enterprise-grade security and regulatory controls.
